2. Who has a role in the performance of security functions? He has written more than 80 publications, and he has been involved in several international and national research projects related to enterprise architecture, information systems evaluation and e-government, including several European projects. With billions of people around the globe working from home, changes to the daily practice of cybersecurity are accelerating. Becoming an information security auditor is normally the culmination of years of experience in IT administration and certification. What are their interests, including needs and expectations? Tiago Catarino However, COBIT 5 for Information Security does not provide a specific approach to define the CISOs role. This research proposes a business architecture that clearly shows the problem for the organization and, at the same time, reveals new possible scenarios. It is also important because fulfilling their roles and responsibilities as employees, managers, contractors or partners is the way that securitys customers pay for the security that they receive. ISACA delivers expert-designed in-person training on-site through hands-on, Training Week courses across North America, through workshops and sessions at conferences around the globe, and online. Whether you are in or looking to land an entry-level position, an experienced IT practitioner or manager, or at the top of your field, ISACA offers the credentials to prove you have what it takes to excel in your current and future roles. To promote alignment, it is necessary to tailor the existing tools so that EA can provide a value asset for organizations. Security roles must evolve to confront today's challenges Security functions represent the human portion of a cybersecurity system. A security audit is the high-level description of the many ways organizations can test and assess their overall security posture, including cybersecurity. If you Continue Reading 4 What role in security does the stakeholder perform and why? After the audit report has been completed, you will still need to interact with the people in the organization, particularly with management and the executives of the company. Determining the overall health and integrity of a corporate network is the main objective in such an audit, so IT knowledge is essential if the infrastructure is to be tested and audited properly. It remains a cornerstone of the capital markets, giving the independent scrutiny that investors rely on. The amount of travel and responsibilities that fall on your shoulders will vary, depending on your seniority and experience. 25 Op cit Grembergen and De Haes Such modeling aims to identify the organizations as-is status and is based on the preceded figures of step 1, i.e., all viewpoints represented will have the same structure. Beyond training and certification, ISACAs CMMI models and platforms offer risk-focused programs for enterprise and product assessment and improvement. Our community of professionals is committed to lifetime learning, career progression and sharing expertise for the benefit of individuals and organizations around the globe. Different stakeholders have different needs. This article will help to shed some light on what an information security auditor has to do on a daily basis, as well as what specific audits might require of an auditor. Problem-solving. Project managers should also review and update the stakeholder analysis periodically. Step 1Model COBIT 5 for Information Security By examining the influences that are shaping the cyber landscape, and hearing from security experts, industry thought leaders, our, Imagine showing up to work every day knowing that your job requires protecting 160,000 employees creating more than 450 products around the worldtea, ice cream, personal care, laundry and dish soapsacross a customer base of more than two and a half billion people every day. Read more about the threat intelligence function. Is an assistant professor in the Computer Science and Engineering department at Instituto Superior Tcnico, University of Lisbon (Portugal) and a researcher at Instituto de Engenharia de Sistemas e Computadores-Investigao e Desenvolvimento (INESC-ID) (Lisbon, Portugal). What is their level of power and influence? For that, it is necessary to make a strategic decision that may be different for every organization to fix the identified information security gaps. A cyber security audit consists of five steps: Define the objectives. If there are significant changes, the analysis will provide information for better estimating the effort, duration, and budget for the audit. Project managers should perform the initial stakeholder analysis early in the project. High performing security teams understand their individual roles, but also see themselves as a larger team working together to defend against adversaries (see Figure 1). Heres an additional article (by Charles) about using project management in audits. By knowing the needs of the audit stakeholders, you can do just that. The organizations processes and practices, which are related to the processes of COBIT 5 for Information Security for which the CISO is responsible, will then be modeled. Based on the feedback loopholes in the s . Get an early start on your career journey as an ISACA student member. Expands security personnel awareness of the value of their jobs. Can reveal security value not immediately apparent to security personnel. 4 How do you enable them to perform that role? 2023 Endeavor Business Media, LLC. Many organizations recognize the value of these architectural models in understanding the dependencies between their people, processes, applications, data and hardware. They are the tasks and duties that members of your team perform to help secure the organization. Charles Hall. More certificates are in development. All of these findings need to be documented and added to the final audit report. Affirm your employees expertise, elevate stakeholder confidence. They must be competent with regards to standards, practices and organizational processes so that they are able to understand the business requirements of the organization. Expands security personnel awareness of the value of their jobs. Key and certification management provides secure distribution and access to key material for cryptographic operations (which often support similar outcomes as identity management). This step requires: The purpose of this step is to design the as-is state of the organization and identify the gaps between the existent architecture and the responsibilities of the CISOs role as described in COBIT 5 for Information Security. Such modeling is based on the Principles, Policies and Frameworks and the Information and Organizational Structures enablers of COBIT 5 for Information Security. 3, March 2008, https://www.tandfonline.com/doi/abs/10.1080/08874417.2008.11646017 Read more about the identity and keys function, Read more about the threat intelligence function, Read more about the posture management function, Read more about the incident preparation function, recommendations for defining a security strategy. Typical audit stakeholders include: CFO or comptroller CEO Accounts payable clerk Payroll clerk Receivables clerk Stockholders Lenders Audit engagement partner Audit team members Related party entities Grantor agencies or contributors Benefit plan administrators The Four Killer Ingredients for Stakeholder Analysis An auditor should report material misstatements rather than focusing on something that doesnt make a huge difference. First things first: planning. SOCs are currently undergoing significant change, including an elevation of the function to business risk management, changes in the types of metrics tracked, new technologies, and a greater emphasis on threat hunting. People security protects the organization from inadvertent human mistakes and malicious insider actions. There was an error submitting your subscription. Jeferson is an experienced SAP IT Consultant. The mapping of COBIT to the organizations business processes is among the many challenges that arise when assessing an enterprises process maturity level. Problem-solving: Security auditors identify vulnerabilities and propose solutions. Read more about the posture management function. At the same time, continuous delivery models are requiring security teams to engage more closely during business planning and application development to effectively manage cyber risks (vs. the traditional arms-length security approaches). Step 2Model Organizations EA What did we miss? 9 Olavsrud, T.; Five Information Security Trends That Will Dominate 2016, CIO, 21 December 2015, https://www.cio.com/article/3016791/5-information-security-trends-that-will-dominate-2016.html Therefore, enterprises that deal with a lot of sensitive information should be prepared for these threats because information is one of an organizations most valuable assets, and having the right information at the right time can lead to greater profitability.5 Enterprises are increasingly recognizing information and related technologies as critical business assets that need to be governed and managed in effective ways.6, Information security is a business enabler that is directly connected to stakeholder trust, either by addressing business risk or by creating value for enterprises, such as a competitive advantage.7 Moreover, information security plays a key role in an organizations daily operations because the integrity and confidentiality of its information must be ensured and available to those who need it.8, These enterprises, in particular enterprises with no external compliance requirements, will often use a general operational or financial team to house the main information security blueprint, which can cover technical, physical and personnel-related security and works quite successfully in many ways.9, Nonetheless, organizations should have a single person (or team) responsible for information securitydepending on the organizations maturity leveltaking control of information security policies and management.10 This leads chief information security officers (CISOs) to take a central role in organizations, since not having someone in the organization who is accountable for information security increases the chances of a major security incident.11, Some industries place greater emphasis on the CISOs role than others, but once an organization gets to a certain size, the requirement for a dedicated information security officer becomes too critical to avoid, and not having one can result in a higher risk of data loss, external attacks and inefficient response plans. The inputs are key practices and roles involvedas-is (step 2) and to-be (step 1). The challenge to address is how an organization can implement the CISOs role using COBIT 5 for Information Security in ArchiMate, a challenge that, by itself, raises other relevant questions regarding its implementations, such as: Therefore, it is important to make it clear to organizations that the role and associated processes (and activities), information security functions, key practices, and information outputs where the CISO is included have the right person with the right skills to govern the enterprises information security. Infosec, part of Cengage Group 2023 Infosec Institute, Inc. You'll be expected to inspect and investigate the financial systems of the organization, as well as the networks and internal procedures of the company. The fifth step maps the organizations practices to key practices defined in COBIT 5 for Information Security for which the CISO should be responsible. Through meetings and informal exchanges, the Forum offers agencies an opportunity to discuss issues of interest with - and to inform - many of those leading C-SCRM efforts in the federal ecosystem. Security Stakeholders Exercise This helps them to rationalize why certain procedures and processes are structured the way that they are and leads to greater understanding of the businesss operational requirements. To some degree, it serves to obtain . Knowing who we are going to interact with and why is critical. 2 Silva, N.; Modeling a Process Assessment Framework in ArchiMate, Instituto Superior Tcnico, Portugal, 2014 If you would like to contribute your insights or suggestions, please email them to me at Derrick_Wright@baxter.com. 20 Op cit Lankhorst Get Your Copy of Preparation of Financial Statements and Compilation Engagements Click the Book, Get Your Copy of Audit Risk Assessment Made Easy Click the Book, Get Your Copy of The Why and How of Auditing Click the Book. This step begins with modeling the organizations business functions and types of information originated by them (which are related to the business functions and information types of COBIT 5 for Information Security for which the CISO is responsible) using the ArchiMate notation. Here are some of the benefits of this exercise: Now is the time to ask the tough questions, says Hatherell. These three layers share a similar overall structure because the concepts and relationships of each layer are the same, but they have different granularity and nature. Bookmark theSecurity blogto keep up with our expert coverage on security matters. Determine if security training is adequate. He is a Project Management Professional (PMP) and a Risk Management Professional (PMI-RMP). For the last thirty years, I have primarily audited governments, nonprofits, and small businesses. By Harry Hall A missing connection between the processes outputs of the organization and the processes outputs for which the CISO is responsible to produce and/or deliver indicates a processes output gap. As you conduct your preliminary interviews and surveys, ask each person to help you identify individuals, groups, and organizations that may be impacted by the audit. ISACA is, and will continue to be, ready to serve you. However, well lay out all of the essential job functions that are required in an average information security audit. As an ISACA member, you have access to a network of dynamic information systems professionals near at hand through our more than 200 local chapters, and around the world through our over 165,000-strong global membership community. An enterprises process maturity level cybersecurity are accelerating with billions of people around the globe working home... 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